The Employment Management Module (EMM) is the hub of the leading compliance network. EMM is a more efficient way to contract with one or multiple carriers and reduce excessive data entry by electronically populating data fields. EMM’s powerful and flexible workflow engine connects producers, agencies, banks/broker dealers and carriers, accelerating the onboarding process for today’s complex distribution network.
Key Functions - Agencies:
- Appointment confirmations back from carriers electronically
- Capture data electronically
- Efficiently complete pre-hire forms
- Complete and authorize producer contracts (coming soon)
- Online producer access through the Producer Portal
- Create multiform bundles for producers
- Initiate and process transactions for appointment request, termination request and nonresident license applications
Key Functions - Carriers:
- Capture data electronically
- Efficiently complete pre-hire forms
- Complete and authorize producer contracts
- Online producer access through the Producer Portal
- Just In Time processing
- Create multiform bundles for producers
- Initiate and process transactions for appointment request, termination request, nonresident license applications and FINRA® registrations
- Process securities transactions such as U4, U5 and Form BR
- Process Compliance Forms such as OBA, ACQ and more
Key Functions – Banks/Broker Dealers:
- Capture data electronically
- Efficiently complete pre-hire forms
- Process securities transactions such as U4, U5 and Form BR
- Process Compliance Forms such as OBA, ACQ and more
- Initiate and process appointment requests to your carrier partners
- Initiate and process non-resident license requests (where available)
- Online representative access through the Producer Portal
- Create multiform bundles for individuals