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Kaplan Compliance Solutions is a premier provider of technology and outsourcing solutions for the insurance and securities industries that help address complex compliance challenges, which improve productivity and accelerate revenue generation.

Great things happen when licensing and compliance become easy, fast and seamless.

Your organization generates less paperwork, and becomes more efficient. New producers start selling sooner. Filing errors are a thing of the past. Overworked administrative teams start going home on time. You gain peace of mind—confident that your compliance process won't slow your organization down.

Why Kaplan Compliance Solutions?

  • More than 20 years of specialized experience delivering compliance solutions
  • Over 1,000 broker/dealers, insurance companies and banks use our compliance solutions
  • The first vendor to bring automation to the licensing process in 1992
  • The largest processor of electronic appointments/appointment terminations
  • One of the nation's largest NIPRSM Authorized Business Partners, processing more than a combined 3,000,000 appointments and appointment terminations every year.
Kaplan Compliance Solutions offers comprehensive services and software tools to efficiently manage the complex regulatory and compliance needs of the insurance and securities industries.
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