Focus on Your Customers. You've got the compliance part covered
Great things happen when licensing and compliance become easy, fast and seamless.
Your organization generates less paperwork, and becomes more efficient. New producers start selling sooner. Filing errors are a thing of the past. Overworked administrative teams start going home on time. You gain peace of mind—confidence that your compliance process won't slow your organization down.
Kaplan Compliance Solutions makes it happen, with tools and services to help insurance carriers and securities broker/dealers achieve accuracy, speed and assurance in every step of the producer/representative career cycle.
Why Kaplan Compliance Solutions?
- 20+ years of specialized experience delivering compliance solutions
- 1,000+ broker/dealers, insurance companies and banks use our compliance solutions
- The first vendor to bring automation to the licensing process in 1992
- The largest processor of electronic appointments/terminations--over 250,000 per month
- One of the nation's largest NIPR® Authorized Business Partners, servicing more than 100,000 producers, and processing 400,000+ agent appointments every year
From our CMS G2TM automation solution to outsourced services to process consulting, we help clients achieve total confidence in compliance...so they can focus on serving customers and investors. Browse the links at left to learn more.
Featured Article or Case Study
Business Process Outsourcing: An Effective Solution for Managing Producer Licensing
Learn how outsourcing can actually help you gain control of costs and processes, and simplify compliance.
Download White Paper PDF (49 Kb)